Compliance
My Compliance Items
Your open compliance tasks across transactions, listings, and contacts — so brokerage requirements never slip.
Why it matters
Compliance failures carry fines, delayed closings, and reputational risk — often from small items an agent meant to finish later. When compliance lives only in back-office menus, busy agents defer it until a file stops. Dashboard visibility makes regulatory hygiene part of daily operations.
Purpose
My Compliance Items shows the compliance checklist work assigned to you: pending disclosures, document uploads, training acknowledgments, and brokerage-specific requirements tied to active records. Counts summarize what is due, overdue, and awaiting your action — with drill-down to each item on the parent transaction, listing, or contact. Stay audit-ready without a separate compliance spreadsheet.
How it works in SAM
SAM reads compliance checklist items linked to records you own or follow, filters to open and overdue assignments, and displays summary stats on your dashboard. Tap a category to open the item, upload documents, or mark requirements complete per your brokerage configuration.
Business goals it supports
- Complete agent-side compliance tasks before deadlines
- Reduce file holds and closing delays from missing documents
- Build consistent compliance habits across the team
- Protect the brokerage and agent license with proactive completion
Key benefits
- Aggregated counts across transactions, listings, and contacts
- Overdue and due-soon visibility on the dashboard
- Click-through to compliance checklists on each record
- Expanded views for focused compliance work sessions
- Minimized indicator when overdue items exist
Related SAM features
Questions & answers
Common questions about this widget — why teams use it, what it measures, and how it fits your workflow.
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